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Posted: Saturday, September 9, 2017 5:20 PM

Position Overview

Bilingual Business Supervisory Analyst

The Business Supervisory Analyst will assist Wealth Management to ensure Compliance with all policies and procedures.

Key responsibilities will include:

  • Primary responsibility will be to conduct Latin American Team email / communication surveillance and monitor for misleading statements, improper representation, misuse of client data, client complaints and other potential issues
  • Ensure compliance with all Bank and B/D policies and procedures
  • Proper escalation to Business Supervisory Office (BSO), Senior Management and Compliance of all serious matters
  • Maintain and enforce the Firm's policies and procedures per current Regulatory standards
  • Look for ways to enhance current controls and provide feedback for process enhancements
  • Assist with other regulatory projects from time to time for BSO group.

Source: http://www.jobs2careers.com/click.php?id=4518685312.96


• Location: Jacksonville

• Post ID: 18448502 jacksonville
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