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Posted: Saturday, September 9, 2017 5:20 PM

Position Overview

Bilingual Business Supervisory Analyst

The Business Supervisory Analyst will assist Wealth Management to ensure Compliance with all policies and procedures.

Key responsibilities will include:

  • Primary responsibility will be to conduct Latin American Team email / communication surveillance and monitor for misleading statements, improper representation, misuse of client data, client complaints and other potential issues
  • Ensure compliance with all Bank and B/D policies and procedures
  • Proper escalation to Business Supervisory Office (BSO), Senior Management and Compliance of all serious matters
  • Maintain and enforce the Firm's policies and procedures per current Regulatory standards
  • Look for ways to enhance current controls and provide feedback for process enhancements
  • Assist with other regulatory projects from time to time for BSO group.


• Location: Jacksonville

• Post ID: 18448502 jacksonville is an interactive computer service that enables access by multiple users and should not be treated as the publisher or speaker of any information provided by another information content provider. © 2017